CUSTOMER IDENTIFICATION PROGRAM NOTICE
To help the government fight the funding of terrorism and money laundering activities Federal Law (Section 326 of the USA/Patriot Act of 2001) requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. When you open an account with Tangent Capital Partners, LLC (“Tangent”), we will ask you for your name, address, date of birth and other information that will allow Tangent to identify you. Tangent may also ask to see your driver’s license or other identifying documents. A corporation, partnership, trust or other legal entity may need to provide other information, such as its principal place of business, local office, employer identification number, certified articles of incorporation, government-issued business license, a partnership agreement, or a trust agreement.
U.S. Department of the Treasury, Securities and Exchange Commission, NASD, and New York Stock Exchange rules already require you to provide most of this information. These rules also may require you to provide additional information, such as your net worth, annual income, occupation, employment information, investment experience and objectives, and risk tolerance.
This information may be compared to information obtained through third party sources, as permitted by law. If Tangent cannot verify this information your account may be restricted and/or closed and Tangent will not be responsible for any losses nor damages (including, but not limited to lost opportunities) you may incur.